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Question 1 of 23
1. Question
Clients need “Read Access” to the Master Account(s) they want to use so new accounts can be set up under them.
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Question 2 of 23
2. Question
Which of the following account types can you open using Schwab Advisor Center’s digital onboarding workflow?
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Question 3 of 23
3. Question
When opening a Schwab Account, which of the following authentication methods is NOT an option when having your clients approve forms and requests you have initiated using DocuSign?
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Question 4 of 23
4. Question
Clients still have to provide one wet signature for the digital workflow.
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Question 5 of 23
5. Question
Each signer will ONLY see the accounts and documents relevant to them.
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Question 6 of 23
6. Question
How many account applications can be initiated in one envelope?
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Question 7 of 23
7. Question
How many eligible supplemental actions may be included in one envelope per household?
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Question 8 of 23
8. Question
How many funded accounts can you create in one single workflow with one email to your clients?
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Question 9 of 23
9. Question
Digital onboarding allows you to give new clients a great first impression by:
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Question 10 of 23
10. Question
Schwab’s digital onboarding offers: (Choose all that apply.)
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Question 11 of 23
11. Question
Which account types are eligible for digital onboarding?
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Question 12 of 23
12. Question
New account opening features include:
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Question 13 of 23
13. Question
When opening a new account you can trade on both margin and options.
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Question 14 of 23
14. Question
What type of transfers can you initiate when opening an account?
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Question 15 of 23
15. Question
When opening an account, you can leave information blank for the client to enter.
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Question 16 of 23
16. Question
Actions such as funding new digital applications are automatically tied to the new account number.
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Question 17 of 23
17. Question
You do NOT receive a downloadable receipt that meets legal proof of your client’s approval.
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Question 18 of 23
18. Question
You must download and store the downloadable receipt digital receipt on your own system regularly to meet your record retention requirements.
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Question 19 of 23
19. Question
All signers must have a valid email address AND phone number.
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Question 20 of 23
20. Question
Signers can share email addresses and phone number.
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Question 21 of 23
21. Question
Your client CAN use existing Schwab Alliance credentials.
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Question 22 of 23
22. Question
Each client must have their own Schwab Alliance Credentials because the credentials are tied directly to a person, not an email or phone number.
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Question 23 of 23
23. Question
Clients click checkboxes to electronically consent and sign documents.
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